Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Jay Aasen is a registered investment advisor representative with Osaic Wealth, Inc. based in West Des Moines, IA. Mark has over 20 years of experience in the financial services industry and specializes in providing financial planning, portfolio management for individuals and businesses, and pension consulting. Mark is committed to helping clients achieve their financial goals. Mark holds the Series 7, 24, 52, 53, 65, and 66 securities licenses. Mark is a registered investment advisor in Iowa and Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IA
11/03/2023 - Present
Osaic Wealth, Inc. (WEST DES MOINES IA)
IA
05/22/2014 - 11/03/2023
FSC SECURITIES CORPORATION (WEST DES MOINES IA)
IA
09/26/2007 - 05/16/2014
ING FINANCIAL PARTNERS, INC. (DES MOINES IA)
IA
09/12/2006 - 09/12/2007
DIRECTED SERVICES LLC (DES MOINES IA)
IA
01/01/2004 - 06/14/2006
ING FINANCIAL PARTNERS, INC. (DES MOINES IA)
IA
01/02/2003 - 01/01/2004
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
IA
06/21/2002 - 12/31/2002
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
CA
05/22/2002 - 06/20/2002
METLIFE INVESTORS DISTRIBUTION COMPANY (NEWPORT BEACH CA)
MN
03/22/2001 - 08/07/2001
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
03/22/2001 - 08/07/2001
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 04/01/2015
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 04/07/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/30/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/12/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Mark Aasen is the right advisor for you? Invested Better is here to help.
