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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Jarrett Benson is an Investment Advisor Representative with over 30 years of experience in the financial services industry. Mark is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in California, Connecticut, and Texas. Prior to joining Merrill Lynch, Mark has held positions at BANC OF AMERICA INVESTMENT SERVICES, INC., MORGAN STANLEY DW INC., COMPASS BROKERAGE, INC., BA INVESTMENT SERVICES, INC., TOUCHSTONE SECURITIES, INC., GNA SECURITIES, INC., CHARLES SCHWAB & CO., INC., and ROTAN MOSLE INC. Mark specializes in helping individuals, corporations, charitable organizations, and insurance companies with their financial planning needs. Mark is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/02/2010 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEWPORT BEACH CA)
MA
07/19/2002 - 01/04/2010
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
07/07/1999 - 07/08/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
AL
01/04/1995 - 07/06/1999
COMPASS BROKERAGE, INC. (BIRMINGHAM AL)
CA
09/26/1994 - 12/07/1994
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
OH
10/01/1992 - 10/31/1994
TOUCHSTONE SECURITIES, INC. (CINCINNATI OH)
VA
08/30/1991 - 10/07/1992
GNA SECURITIES, INC. (GLEN ALLEN VA)
TX
02/13/1990 - 07/08/1991
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NA
01/24/1989 - 02/05/1990
ROTAN MOSLE INC.
IA
Issued 11/15/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/01/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/26/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 05/27/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/1999
Series 3 - National Commodity Futures Examination
BC
Issued 01/21/1989
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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