Unclaimed
Mark Wolfe is a financial advisor registered with Cetera Advisor Networks LLC. He is based in Omaha, Nebraska. Mark has been in the securities industry since October 8, 2016. Mark is licensed to conduct business in Nebraska. Mark has passed the Series 7, Series 63, and SIE exams. Mark's previous employers include Securities America, Inc. and TD Ameritrade, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NE
07/20/2022 - Present
Cetera Advisor Networks LLC (OMAHA NE)
NE
11/08/2017 - 03/14/2022
SECURITIES AMERICA, INC. (LAVISTA NE)
NE
05/31/2016 - 11/03/2017
TD AMERITRADE, INC. (OMAHA NE)
BC
Issued 06/07/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/27/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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