Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Sudol is a financial advisor at LPL Financial LLC. Mark is a CERTIFIED FINANCIAL PLANNER™ professional, holds the Series 7, 6, 22, 24, 63, and 65 licenses, and has been in the industry since 1983. Mark has experience working with a variety of clients, including individuals, high-net-worth individuals, corporations, businesses, pension and profit-sharing plans, charitable organizations, and investment clubs. Mark has been registered with LPL Financial LLC since August 2019 and previously worked with Ameriprise Financial Services, Inc., National Planning Corporation, Sagepoint Financial, Inc., SunAmerica Securities, Inc., LINSCO/Private Ledger Corp., WMA Securities, Inc., Seibt Financial Services, Inc., and IDS Financial Services Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
08/15/2019 - Present
LPL Financial LLC (GARDENA CA)
CA
11/10/2016 - 08/26/2019
AMERIPRISE FINANCIAL SERVICES, INC. (Gardena CA)
NV
02/13/2009 - 11/21/2016
NATIONAL PLANNING CORPORATION (LAS VEGAS NV)
CA
10/31/2005 - 02/20/2009
SAGEPOINT FINANCIAL, INC. (GARDENA CA)
AZ
09/02/2005 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
SC
08/19/2005 - 09/09/2005
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
AZ
07/27/1999 - 08/26/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
GA
06/15/1998 - 08/25/1999
WMA SECURITIES, INC. (DULUTH GA)
NV
08/07/1997 - 07/16/1998
SEIBT FINANCIAL SERVICES, INC (LAS VEGAS NV)
MN
05/05/1983 - 07/25/1997
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
NA
05/05/1983 - 12/24/1986
IDS FINANCIAL SERVICES INC.
IA
Issued 09/15/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/03/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/01/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/1985
Series 7 - General Securities Representative Examination
BC
Issued 05/11/1983
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 05/04/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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