Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark James Smith is a financial advisor at LPL Financial LLC, located in Fort Worth, TX. Mark is a registered representative with FINRA, has a Series 6, Series 7, and SIE licenses. Mark has been a financial advisor since 1998. Mark has experience working with various clients, including individuals, corporations, insurance companies, and charitable organizations. Mark is dedicated to providing his clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
03/26/2021 - Present
LPL Financial LLC (FORT WORTH TX)
TX
11/23/2016 - 03/26/2021
CONCORDE INVESTMENT SERVICES, LLC (Fort Worth TX)
TX
04/22/2005 - 12/31/2016
EDI FINANCIAL, INC. (FT. WORTH TX)
AZ
10/03/2003 - 06/01/2004
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
PA
08/21/2003 - 09/30/2003
HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)
PA
07/28/2000 - 08/08/2003
HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)
GA
01/30/1996 - 05/10/1999
WMA SECURITIES, INC. (DULUTH GA)
BC
Issued 02/26/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/03/2012
Series 7 - General Securities Representative Examination
BC
Issued 01/26/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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