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Mark James Rogers

Usaa Investment Services Co.

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About Mark James Rogers

Mark James Rogers is a financial advisor in Phoenix, AZ. Mark has been in the industry since 2013 and is currently registered with USAA Investment Services Co. Mark has been licensed in 53 states and is also licensed in Arizona and Texas as an Investment Advisor Representative. Mark holds Series 6, 7, 63, and 66 securities licenses as well as the SIE license. Mark is a specialist in financial planning.

Firm Information

Mark Rogers is currently registered with Usaa Investment Services Co.. USAA Investment Services Co. is a corporation headquartered in San Antonio, TX, formed in September 1988. They offer financial planning and other advisory services to individuals and high-net-worth individuals. The firm is registered with the SEC and holds licenses in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a total of 150 registered representatives and 109 investment adviser representatives.
Usaa Investment Services Co.

9800 FREDERICKSBURG ROAD

SAN ANTONIO, TX 78288-0227

Not reported

Assets Under Management

1,609

Total Clients

136

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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referrals

Referrals

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Referral fees pursuant to a referral agreement

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Mark Rogers’s Registration & Firm History

AZ

11/06/2020 - Present

Usaa Investment Services Co. (Phoenix AZ)

AZ

08/17/2016 - 06/08/2020

USAA FINANCIAL ADVISORS, INC. (PHOENIX AZ)

CO

08/19/2015 - 07/21/2016

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)

AZ

10/01/2013 - 07/23/2015

VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)

AZ

12/18/2012 - 07/01/2013

NATIONAL PLANNING CORPORATION (SCOTTSDALE AZ)

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Licenses & Designations

BOTH

Issued 08/30/2016

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/11/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/01/2013

Series 7 - General Securities Representative Examination

BC

Issued 12/15/2012

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark James Rogers.
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