Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark James Rizzo is a financial advisor with over 4 years of experience in the industry. Mark currently works at Icapital Markets LLC. Mark is registered in Connecticut and New York and holds the Series 7TO, Series 63, and Series 24 licenses. Mark has previously worked at SIMON MARKETS LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
12/14/2023 - Present
Icapital Markets LLC (Greenwich CT)
NY
05/03/2019 - 12/01/2023
SIMON MARKETS LLC (New York NY)
BC
Issued 05/31/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/05/2022
Series 24 - General Securities Principal Examination
BC
Issued 05/03/2019
Series 7TO - General Securities Representative Examination
BC
Issued 04/01/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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