Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark James Morena is a financial advisor with over 30 years of experience in the industry. Mark is currently registered with Wells Fargo Clearing Services, LLC and has previously worked for Morgan Stanley, UBS Financial Services Inc., McDonald Investments Inc., Dean Witter Reynolds Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Mark holds a variety of licenses and registrations including Series 7, 9, 10, 31, 63, and 65. He is also registered in multiple states, including Ohio, Arkansas, Florida, Idaho, Illinois, Maryland, Massachusetts, Nebraska, New Mexico, North Carolina, South Carolina, Texas, and Utah. Mark's specializations include portfolio management, investment consulting, financial planning, pension consulting, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
05/25/2022 - Present
Wells Fargo Clearing Services, LLC (CANTON OH)
OH
07/02/2010 - 05/24/2022
MORGAN STANLEY (Canton OH)
OH
02/09/2007 - 07/09/2010
UBS FINANCIAL SERVICES INC. (CANTON OH)
OH
07/28/1999 - 02/09/2007
MCDONALD INVESTMENTS INC. (CANTON OH)
NY
04/26/1991 - 07/30/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
11/25/1987 - 02/21/1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 04/19/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/02/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/20/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/05/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 04/25/1991
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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