Unclaimed
Mark Livingston is a financial professional with over a decade of experience in the industry. Mark is currently registered with Fidelity Brokerage Services LLC and holds Series 63, Series 66, SIE, and Series 7 licenses. Mark previously worked at Standard New York Securities, Inc. and is licensed in 52 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KY
07/03/2017 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
NY
12/21/2007 - 03/31/2009
STANDARD NEW YORK SECURITIES, INC. (NEW YORK NY)
BC
Issued 07/18/2017
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 01/27/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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