Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark James Funk is a financial advisor currently registered with Northwestern Mutual Investment Services, LLC, where he has been working since December 1999. Mark has a strong background in the financial industry and has held several roles with various companies, including Robert W. Baird & Co. Incorporated, Northwestern Mutual Wealth Management Company, and Northwestern Mutual Life. His extensive experience allows Mark to offer a wide range of financial services to clients, including investment advice, retirement planning, and insurance. He is also a licensed insurance agent and may earn commissions from insurance companies not affiliated with Northwestern Mutual for sales of non-variable life, health, annuity and/or disability income insurance products. Mark's commitment to client service and his expertise in the financial industry make him a valuable resource for clients seeking guidance in their financial journey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
IA
01/19/2010 - Present
Northwestern Mutual Investment Services, LLC (WATERLOO IA)
WI
04/25/2001 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BOTH
Issued 4/8/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 2/25/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 3/18/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 9/17/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 6/26/2007
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/20/2009
Series 7 - General Securities Representative Examination
BC
Issued 3/13/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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