Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark James Fontana is a financial advisor with Ameriprise Financial Services, LLC and has been in the industry since 1995. Mark is registered to offer investment advice in Florida, New Hampshire, New Jersey, and Ohio. Mark is also licensed as a broker in Florida and New Hampshire. Mark has held previous positions with firms including Threvant Investment Management Inc., Oppenheimer & Co. Inc., Workman Securities Corporation, Coastal Discount Stockbrokers, Inc., Quick & Reilly, Inc., Regal Discount Securities, Inc., FAS Wealth Management Services, Inc., Prudential Securities Incorporated, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Mark has experience working with a variety of client types including individuals, high-net-worth individuals, corporations, trusts, estates, charitable organizations, insurance companies, pension plans, and state and municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NH
11/07/2023 - Present
Ameriprise Financial Services, LLC (Concord NH)
FL
07/26/2011 - 11/06/2023
THRIVENT INVESTMENT MANAGEMENT INC. (FORT MYERS FL)
FL
03/18/2011 - 07/26/2011
OPPENHEIMER & CO. INC. (FORT MYERS FL)
FL
08/23/2006 - 03/23/2011
THRIVENT INVESTMENT MANAGEMENT INC. (FORT MYERS FL)
MN
07/14/2005 - 03/20/2006
WORKMAN SECURITIES CORPORATION (EDEN PRAIRIE MN)
NC
04/29/2003 - 07/21/2003
COASTAL DISCOUNT STOCKBROKERS, INC. (WILMINGTON NC)
NY
05/06/2002 - 12/04/2002
QUICK & REILLY, INC. (NEW YORK NY)
IL
07/18/2000 - 01/10/2002
REGAL DISCOUNT SECURITIES, INC. (GLENVIEW IL)
FL
07/22/1994 - 11/24/1998
FAS WEALTH MANAGEMENT SERVICES, INC. (SARASOTA FL)
NY
05/11/1993 - 07/19/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
10/19/1988 - 05/20/1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 06/18/2007
Series 66 - Uniform Combined State Law Examination
IA
Issued 05/25/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/23/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/13/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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