Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Esslie is a financial advisor at Cetera Investment Advisers LLC in Latham, New York. Mark has been in the financial services industry since March 14, 2001. Mark holds Series 6, 7, 24, 51, 63 and 66 securities licenses. Mark is registered to provide investment advice in 29 states, including New Jersey, New York, and Texas. Mark also owns 81% of The Esslie Group LLC, a Cetera Investment Advisers LLC business. Mark also is a partner of Iron Tree Financial, a Cetera Investment Advisers LLC business, as well as being a partner and founder of Dark Horse Insurance Services, where he has no ongoing role, but has a partnership in the business that will sell insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
01/12/2023 - Present
Cetera Investment Advisers LLC (LATHAM NY)
NY
03/14/2001 - 06/20/2019
FORESTERS FINANCIAL SERVICES, INC. (LATHAM NY)
BOTH
Issued 1/21/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 5/1/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/26/2009
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 6/3/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/21/2006
Series 7 - General Securities Representative Examination
BC
Issued 3/13/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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