Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Duffy is a registered representative with Janney Montgomery Scott LLC, with over 30 years of experience in the financial services industry. Mark has been with Janney Montgomery Scott LLC since January 2009. He is a Series 7, Series 63, and SIE licensed professional. Mark is also a member of the Haddon Heights Shade Tree Commission and is active in community outreach and service. Mark specializes in working with high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
NJ
01/16/2009 - Present
Janney Montgomery Scott LLC (Mt. Laurel NJ)
NJ
02/21/2006 - 02/09/2009
CITIGROUP GLOBAL MARKETS INC. (MARLTON NJ)
MD
11/13/1998 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NC
01/01/1991 - 12/18/1998
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
NA
08/20/1985 - 01/01/1991
BUTCHER & SINGER INC.
BC
Issued 08/22/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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