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Mark James Dillon

Wilson-Davis & CO., Inc.

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About Mark James Dillon

Mark James Dillon is a registered representative with Wilson-Davis & CO., Inc. Mark Dillon has been in the securities industry since 1986 and has experience with a variety of investment products and services. Mark Dillon's current firm Wilson-Davis & CO., Inc. has a branch office in Salt Lake City, UT. Mark Dillon also has experience working with Pennaluna & Company and Olsen Payne & Company. Mark Dillon holds the following licenses: Series 7, Series 24, Series 55, Series 57TO, Series 63 and Series 79TO. Mark Dillon is currently registered in California, Colorado, Florida, Idaho, New Jersey, New York, Utah, and Washington.

Firm Information

Mark Dillon is currently registered with Wilson-Davis & CO., Inc.. Wilson-Davis & CO., Inc. is a Corporation formed in 1968 and is registered in 53 states and the SEC. They have been involved in 57 regulatory events and 1 arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

24

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Dillon’s Registration & Firm History

UT

09/29/2015 - Present

Wilson-Davis & CO., Inc. (SALT LAKE CITY UT)

ID

11/04/2002 - 09/18/2015

PENNALUNA & COMPANY (COUER D'ALENE ID)

UT

01/17/1990 - 11/07/2002

OLSEN PAYNE & COMPANY (SALT LAKE CITY UT)

NA

04/04/1986 - 01/24/1990

DILLON SECURITIES, INC.

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Licenses & Designations

BC

Issued 10/01/1983

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/02/1999

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/22/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 03/15/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There are 3 public disclosures for Mark James Dillon. Review regulatory record here.
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