Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark James Derosa is a financial advisor in Lynbrook, NY. Mark has been working in the financial industry for over 20 years. Mark is a registered representative of Cambridge Investment Research Advisors, Inc. He is also registered with the state of New York as an Investment Advisor Representative. Mark provides financial advice to individuals, families and businesses. His services include financial planning, investment management and retirement planning. He is also an independent insurance agent for various independent insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
NY
04/09/2021 - Present
Cambridge Investment Research Advisors, Inc. (LYNBROOK NY)
NY
12/14/2009 - 06/10/2013
RICHARD BROTHERS FINANCIAL ADVISORS (LYNBROOK NY)
CT
10/07/2003 - 07/09/2008
LPL FINANCIAL CORPORATION (WILTON CT)
MA
05/08/2002 - 10/08/2003
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
05/08/2002 - 10/08/2003
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
MA
03/06/2001 - 02/22/2002
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
03/06/2001 - 02/22/2002
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
07/07/2000 - 02/20/2001
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
IA
Issued 03/25/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/29/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/06/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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