Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark James Depeel is a financial professional with over 4 years of experience in the financial services industry. Mark is currently registered with Axos Clearing LLC in Omaha, Nebraska. Mark has passed several industry exams, including the Series 66, Series 63, Series 24, SIE and Series 7. Prior to joining Axos Clearing LLC, Mark worked at TD Ameritrade Clearing, Inc. and TD Ameritrade, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NE
02/28/2023 - Present
Axos Clearing LLC (Omaha NE)
NE
11/27/2019 - 12/08/2021
TD AMERITRADE CLEARING, INC. (OMAHA NE)
NE
06/05/2018 - 12/08/2021
TD AMERITRADE, INC. (OMAHA NE)
BOTH
Issued 10/15/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/15/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/08/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/2018
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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