Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark James Curtis is a financial professional with over 20 years of experience in the industry. Mark Curtis is currently registered with BA Securities, LLC, in W. Conshohocken, PA. Prior to joining BA Securities, LLC, Mark Curtis held positions at Mariner Group Capital Markets, LLC, Foreside Fund Services, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and CIBC World Markets Corp. Mark Curtis holds Series 3, SIE, 7, 9, 10, 17, 23, and 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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PA
02/10/2023 - Present
BA Securities, LLC (W. CONSHOHOCKEN PA)
NY
02/14/2018 - 10/07/2020
MARINER GROUP CAPITAL MARKETS, LLC (New York NY)
NY
11/27/2015 - 09/06/2017
FORESIDE FUND SERVICES, LLC (New York NY)
NY
03/01/2004 - 08/18/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
03/06/2003 - 03/12/2004
CIBC WORLD MARKETS CORP. (NEW YORK NY)
CT
10/13/2000 - 01/15/2003
ABN AMRO INCORPORATED (STAMFORD CT)
BC
Issued 02/17/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/22/2009
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 10/25/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/13/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/26/2021
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/2004
Series 7 - General Securities Representative Examination
BC
Issued 10/12/2000
Series 17 - Limited Registered Representative Examination
Active
Inactive
F
FINRA
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