Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark James Cassell is a financial advisor registered with CIBC Private Wealth Advisors, Inc. and has been in the industry since August 6, 1996. Mark is located in Chicago, IL, and has been registered in Alabama, Illinois, Michigan, North Carolina, Pennsylvania and Wisconsin. Mark holds Series 3, 6, 7, and 66 licenses. Mark is a Chartered Financial Analyst and has experience working at various financial institutions such as Geneva Investment Management of Chicago, LLC, GNV ADVISORS, LLC, Atlantic Trust Investment Advisors, Inc., and Morgan Stanley. Mark specializes in providing financial planning, portfolio management for individuals, businesses, investment companies, and pooled investment vehicles. Mark is also an index provider, providing clients with access to various market indices.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Index provider
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
IL
11/03/2017 - Present
Cibc Private Wealth Advisors, Inc. (Chicago IL)
IL
06/25/2012 - 10/31/2017
GNV ADVISORS, LLC (Chicago IL)
IL
06/01/2009 - 11/29/2010
MORGAN STANLEY SMITH BARNEY (CHICAGO IL)
IL
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (CHICAGO IL)
IL
10/25/2006 - 04/02/2007
MORGAN STANLEY DW INC. (CHICAGO IL)
NY
08/04/1995 - 06/04/1996
BARCLAYS DE ZOETE WEDD SECURITIES INC. (NEW YORK NY)
NY
06/07/1994 - 08/29/1995
J.C. BRADFORD & CO. (NEW YORK NY)
CA
12/23/1992 - 05/20/1994
GOVETT FINANCIAL SERVICES LIMITED (SAN FRANCISCO CA)
IL
03/19/1990 - 01/22/1992
JOHN NUVEEN & CO., INCORPORATED (CHICAGO IL)
IL
07/19/1989 - 04/17/1990
FIRST MIDWEST SECURITIES, INC. (BLOOMINGTON IL)
BOTH
Issued 10/27/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/07/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/2006
Series 7 - General Securities Representative Examination
BC
Issued 11/09/1995
Series 3 - National Commodity Futures Examination
BC
Issued 07/06/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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