Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark James Carey has been in the financial services industry since April 26, 1990. Mark is currently registered with MML Investors Services, LLC and has a branch office located in Kingston, Pennsylvania. Prior to joining MML Investors Services, LLC, Mark was registered with Lincoln Financial Securities Corporation and Jefferson Pilot Securities Corporation. Mark holds Series 6, 7, 24 and 63 licenses and the SIE exam. Mark specializes in providing asset allocation programs, financial planning, pension consulting and educational seminars to individuals, corporations and pension and profit sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
PA
08/16/2016 - Present
MML Investors Services, LLC (KINGSTON PA)
PA
02/22/2000 - 08/22/2016
LINCOLN FINANCIAL SECURITIES CORPORATION (AVOCA PA)
IN
10/01/1997 - 12/31/1999
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
IN
04/03/1996 - 10/01/1997
JEFFERSON-PILOT INVESTOR SERVICES, INC. (FORT WAYNE IN)
NJ
03/06/1990 - 04/29/1996
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
03/06/1990 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
BC
Issued 03/13/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/11/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/2000
Series 7 - General Securities Representative Examination
BC
Issued 02/14/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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