Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark James Beardi is a financial advisor with Cambridge Investment Research Advisors, Inc. Mark has been in the financial industry for over 13 years, providing financial advice and investment management services to individuals, families, and businesses. Mark also holds a Certified Financial Planner designation. Mark has a strong background in financial planning, investment management, and retirement planning. Mark is committed to providing his clients with personalized financial advice that is tailored to meet their individual needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
NY
11/01/2024 - Present
Cambridge Investment Research Advisors, Inc. (Amherst NY)
NY
03/31/2014 - 11/28/2017
INVEST FINANCIAL CORPORATION (AMHERST NY)
NY
01/08/2010 - 05/15/2012
PARK AVENUE SECURITIES LLC (BUFFALO NY)
NY
03/11/2002 - 01/14/2003
SANDLER, O'NEILL & PARTNERS, L.P. (NEW YORK NY)
NY
10/30/2001 - 03/01/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 06/03/2020
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 02/09/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/03/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/06/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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