Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Wells is a financial advisor with over 15 years of experience in the industry. Mark is registered with Ameriprise Financial Services, LLC and is licensed to provide investment advice in New York and Texas. Mark holds the Series 6, 7, and 63 licenses as well as the SIE exam. Mark's specialties include investment management for individuals and businesses, financial planning, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
06/28/2019 - Present
Ameriprise Financial Services, LLC (Latham NY)
NY
03/25/2017 - 02/02/2018
MML INVESTORS SERVICES, LLC (PLATTSBURGH NY)
NY
09/09/2015 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (LATHAM NY)
NY
11/14/2008 - 09/21/2015
SIGNATOR INVESTORS, INC. (ALBANY NY)
BC
Issued 10/17/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/14/2018
Series 7 - General Securities Representative Examination
BC
Issued 11/13/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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