Unclaimed
Mark J. Munizzi is a financial advisor currently registered with J.p. Morgan Institutional Investments Inc. in Chicago, Illinois. Mark has been in the financial services industry since March 24, 2016 and holds the Series 7, Series 66, and SIE licenses. Previously, Mark was registered with UBS Financial Services Inc. in Chicago, Illinois and Merrill Lynch, Pierce, Fenner & Smith Incorporated in Oak Brook, Illinois. Mark is licensed to provide investment advice in 26 states, including Alaska, Arizona, California, Colorado, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Michigan, Minnesota, Missouri, Montana, Nebraska, Nevada, North Carolina, North Dakota, Ohio, Oregon, South Dakota, Texas, Utah, Washington, Wisconsin, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
08/13/2021 - Present
J.p. Morgan Institutional Investments Inc. (CHICAGO IL)
IL
11/14/2017 - 07/19/2021
UBS FINANCIAL SERVICES INC. (CHICAGO IL)
IL
02/24/2016 - 11/07/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (OAK BROOK IL)
BOTH
Issued 04/25/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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