Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Klein is a financial advisor with Wells Fargo Advisors Financial Network, LLC in Chatham, NJ. Mark has been in the industry since 2001. Mark has a broad range of experience in the financial services industry. Mark has held positions at several firms, including Bear, Stearns & Co. Inc. and Citigroup Global Markets Inc. Mark is registered to provide investment advisory services in New Jersey, New York and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NJ
05/13/2022 - Present
Wells Fargo Advisors Financial Network, LLC (CHATHAM NJ)
NJ
05/30/2007 - 05/13/2022
WELLS FARGO CLEARING SERVICES, LLC (SHORT HILLS NJ)
NY
05/11/2005 - 05/31/2007
BEAR, STEARNS & CO. INC. (BROOKLYN NY)
NY
05/11/2005 - 05/31/2007
BEAR, STEARNS SECURITIES CORP. (BROOKLYN NY)
NY
08/02/2002 - 12/04/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
10/25/1999 - 08/06/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 12/20/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/10/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/16/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/19/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/2002
Series 3 - National Commodity Futures Examination
BC
Issued 02/06/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 10/23/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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