Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark J. Hovanic is a financial advisor with over 20 years of experience in the financial services industry. Mark J. Hovanic is currently registered with Oppenheimer & Co. Inc. and has previously held positions at J.P. MORGAN SECURITIES LLC, WADDELL & REED, WELLS FARGO CLEARING SERVICES, LLC, STERLING MONROE SECURITIES, LLC, CETERA INVESTMENT SERVICES LLC, MORGAN STANLEY, CITIGROUP GLOBAL MARKETS INC., and UBS FINANCIAL SERVICES INC. Mark J. Hovanic has a broad range of experience in financial planning, portfolio management, and investment advisory services. Mark J. Hovanic holds a Series 7, Series 10, Series 24, Series 63, Series 65, and Series 99TO licenses. Mark J. Hovanic is committed to providing his clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
VA
07/09/2024 - Present
Oppenheimer & Co. Inc. (RICHMOND VA)
GA
05/06/2021 - 07/05/2024
J.P. MORGAN SECURITIES LLC (Atlanta GA)
KS
11/19/2019 - 04/07/2021
WADDELL & REED (OVERLAND PARK KS)
VA
07/13/2015 - 10/24/2019
WELLS FARGO CLEARING SERVICES, LLC (MCLEAN VA)
NY
01/26/2015 - 07/06/2015
STERLING MONROE SECURITIES, LLC (WOODBURY NY)
PA
01/17/2013 - 02/08/2013
CETERA INVESTMENT SERVICES LLC (EXTON PA)
PA
06/01/2009 - 11/01/2012
MORGAN STANLEY (ALLENTOWN PA)
PA
06/22/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (ALLENTOWN PA)
TN
06/18/1999 - 07/14/2006
UBS FINANCIAL SERVICES INC. (KINGPORT TN)
IA
Issued 07/07/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/24/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/18/2003
Series 24 - General Securities Principal Examination
BC
Issued 07/27/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/13/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/09/2024
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/2000
Series 3 - National Commodity Futures Examination
BC
Issued 06/17/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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