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Mark J Arruda

Fidelity Brokerage Services LLC

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About Mark J Arruda

Mark Arruda is a financial advisor with Fidelity Brokerage Services LLC. Mark has been working in the financial industry since 2004. Mark has a strong background in securities, having passed the Series 7 and Series 63 exams. Mark is registered to provide securities-related services in over 50 states. Previously, Mark held positions at various firms including Merrill Lynch, Ameriprise Financial Services, LPL Financial LLC, Santander Securities LLC and Citizens Securities, Inc.

Firm Information

Mark Arruda is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Arruda’s Registration & Firm History

RI

10/13/2021 - Present

Fidelity Brokerage Services LLC (SMITHFIELD RI)

RI

05/05/2021 - 08/23/2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LINCOLN RI)

RI

08/04/2020 - 09/09/2020

AMERIPRISE FINANCIAL SERVICES, LLC (CRANSTON RI)

RI

02/18/2020 - 07/30/2020

LPL FINANCIAL LLC (MIDDLETOWN RI)

MA

01/02/2019 - 01/03/2020

SANTANDER SECURITIES LLC (Dorchester MA)

RI

11/09/2009 - 12/17/2018

CITIZENS SECURITIES, INC. (JOHNSTON RI)

RI

01/31/2007 - 03/12/2009

BANC OF AMERICA INVESTMENT SERVICES, INC. (LINCOLN RI)

RI

08/29/2003 - 01/17/2007

SCOTTRADE, INC. (PROVIDENCE RI)

NY

07/09/2003 - 08/22/2003

NEW ENGLAND SECURITIES (NEW YORK NY)

KS

01/13/2003 - 06/10/2003

WINCHESTER INVESTMENT SECURITIES, INC. (OVERLAND PARK KS)

CA

11/18/2002 - 01/16/2003

QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)

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Licenses & Designations

BC

Issued 01/13/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/14/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Mark J Arruda.
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