Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Ivan Douce is a financial advisor with over 24 years of experience in the industry. Mark is currently registered with Key Investment Services LLC in Ohio. Mark has previously worked with firms like Tripletree, LLC, Kippsdesanto & Company, Capital One Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Banc of America Investment Services, Inc., and H.D. Vest Investment Services. Mark holds a variety of licenses and certifications, including the Series 6, 7, 24, 52, 53, 63, 65 and 14 exams. Mark is also a Registered Options Principal.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
OH
05/14/2024 - Present
KEY Investment Services LLC (BROOKLYN OH)
MN
11/30/2021 - 05/20/2024
TRIPLETREE, LLC (BLOOMINGTON MN)
VA
11/01/2019 - 05/20/2024
KIPPSDESANTO & COMPANY (MCLEAN VA)
LA
10/01/2012 - 05/20/2024
CAPITAL ONE SECURITIES, INC. (NEW ORLEANS LA)
NY
10/23/2009 - 09/21/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NC
08/21/2006 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHARLOTTE NC)
LA
02/16/2006 - 08/29/2006
H.D. VEST INVESTMENT SERVICES (NEW ORLEANS LA)
TX
09/11/1998 - 02/19/2004
H.D. VEST INVESTMENT SERVICES (DALLAS TX)
RI
11/28/1997 - 09/30/1998
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
IA
Issued 03/19/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/11/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 03/02/2000
Series 4 - Registered Options Principal Examination
BC
Issued 02/16/2000
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/25/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/1998
Series 7 - General Securities Representative Examination
BC
Issued 11/25/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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