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Mark Ivan Bass

Cetera Investment Advisers LLC

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About Mark Ivan Bass

Mark Ivan Bass is a financial advisor with over 40 years of experience in the industry. Mark has been registered with Cetera Investment Advisers LLC since March 2024 and is licensed to provide financial advice in Texas, where Mark is also a registered investment advisor. Mark previously held positions at a number of other firms including IFG Network Securities, Inc., Derand/Pennington/Bass, Inc., Pennington/Bass Equities, Inc., Financial Synergies Equities, Inc., Integrated Resources Equity Corporation, Financial Service Corporation of America, and Fundamental Service Corporation. Mark has a broad range of experience in the financial services industry and holds a number of licenses and certifications including the Series 65, Series 63, Series 51, Series 24, Series 7TO, and the SIE. Mark is also a Certified Financial Planner.

Firm Information

Mark Bass is currently registered with Cetera Investment Advisers LLC. Cetera Investment Advisers LLC is a large financial advisory firm with over 6,600 registered representatives and investment advisor representatives. Headquartered in Schaumburg, Illinois, Cetera provides a wide range of financial services, including financial planning, portfolio management, and pension consulting. The firm manages over $104 billion in assets and serves a diverse client base, including individuals, businesses, charitable organizations, and pension plans.
Cetera Investment Advisers LLC

7818 ORLANDO AVE

LUBBOCK, TX 79423

$104.47B

Assets Under Management

16,618

Total Clients

7,280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Mark Bass’s Registration & Firm History

TX

03/21/2024 - Present

Cetera Investment Advisers LLC (LUBBOCK TX)

GA

04/10/1992 - 01/02/2004

IFG NETWORK SECURITIES, INC. (ATLANTA GA)

NA

03/17/1989 - 06/10/1992

DERAND/PENNINGTON/BASS, INC.

NA

08/11/1983 - 03/17/1989

PENNINGTON/BASS EQUITIES, INC.

NA

10/08/1981 - 08/16/1983

FINANCIAL SYNERGIES EQUITIES, INC.

NA

03/24/1975 - 10/13/1981

INTEGRATED RESOURCES EQUITY CORPORATION

NA

09/07/1973 - 04/10/1975

FINANCIAL SERVICE CORPORATION OF AMERICA

NA

09/07/1973 - 04/15/1974

FUNDAMENTAL SERVICE CORPORATION

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Licenses & Designations

IA

Issued 8/27/1990

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 9/4/1979

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 5/20/2008

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 6/24/1983

Series 24 - General Securities Principal Examination

BC

Issued 1/2/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 9/4/1973

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Mark Ivan Bass. Review regulatory record here.
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