Unclaimed
Mark Bass is a financial advisor with Cetera Investment Advisers LLC in Lubbock, TX. Mark has been in the financial industry since September 6, 1973. Mark has a wide range of experience in financial planning, portfolio management, and investment advisory services. Mark holds a Certified Financial Planner designation. Mark is also a member of the Lubbock Downtown Development Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
03/21/2024 - Present
Cetera Investment Advisers LLC (LUBBOCK TX)
GA
04/10/1992 - 01/02/2004
IFG NETWORK SECURITIES, INC. (ATLANTA GA)
NA
03/17/1989 - 06/10/1992
DERAND/PENNINGTON/BASS, INC.
NA
08/11/1983 - 03/17/1989
PENNINGTON/BASS EQUITIES, INC.
NA
10/08/1981 - 08/16/1983
FINANCIAL SYNERGIES EQUITIES, INC.
NA
03/24/1975 - 10/13/1981
INTEGRATED RESOURCES EQUITY CORPORATION
NA
09/07/1973 - 04/10/1975
FINANCIAL SERVICE CORPORATION OF AMERICA
NA
09/07/1973 - 04/15/1974
FUNDAMENTAL SERVICE CORPORATION
IA
Issued 08/27/1990
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/04/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/20/2008
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 06/24/1983
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/1973
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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