Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Conway is a financial advisor with over 30 years of experience in the industry. Mark has a proven track record of success in helping individuals and families achieve their financial goals. Mark is currently registered with Cambridge Investment Research Advisors, Inc. and has been with the firm since 2016. Prior to that, Mark was a financial advisor with Transamerica Financial Advisors, Inc., where he was registered from 1991 until 2016. Mark is a CERTIFIED FINANCIAL PLANNER™ professional and holds a Series 7, Series 24, and Series 63 license. Mark is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
NC
05/03/2016 - Present
Cambridge Investment Research Advisors, Inc. (Kinston NC)
NC
04/01/1991 - 05/11/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (KINSTON NC)
NA
12/16/1987 - 04/01/1991
PW SECURITIES, INC.
NA
06/15/1974 - 02/01/1988
HARTFORD EQUITY SALES COMPANY INC.
NA
05/01/1979 - 12/24/1987
USLIFE EQUITY SALES CORP.
NA
02/20/1975 - 05/01/1979
USLIFE EQUITY SALES CORP
NA
10/21/1970 - 07/30/1975
CAROLINA INVESTORS CORP.
NA
09/14/1972 - 01/19/1975
CORNERSTONE FINANCIAL SERVICES, INC.
NA
09/26/1972 - 05/31/1974
HARTFORD VARIABLE ANNUITY LIFE LIFE INSURANCE COMPANY
BC
Issued 11/26/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/22/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/1968
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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