Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Garcia is a registered representative with Bofa Securities, Inc. Mark is licensed to conduct business in California and New York. Mark has passed the Series 63, Series 79TO and SIE exams. Mark works out of the Century City branch office in Los Angeles, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
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2
CA
10/06/2023 - Present
Bofa Securities, Inc. (LOS ANGELES CA)
BC
Issued 08/25/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/06/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/23/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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