Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Isaac Aizenberg is a financial advisor at Wells Fargo Clearing Services, LLC. Mark has over 25 years of experience in the financial services industry, having started his career in 1996. Mark has a Series 7, 9, 10, 63, and 65 license, and specializes in providing investment consulting services to institutional clients as well as financial planning, pension consulting and portfolio management for businesses and individuals. Mark has a long history with Wells Fargo, having joined the firm in 2009. Prior to that, he worked for UBS Financial Services Inc., and Salomon Smith Barney Inc. Mark's current practice is based in Sacramento, California, but he is licensed to provide investment advice in over 20 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
03/09/2021 - Present
Wells Fargo Clearing Services, LLC (SACRAMENTO CA)
NJ
12/17/1999 - 11/12/2003
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
01/04/1996 - 12/23/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
BC
Issued 02/08/1996
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/19/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/22/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/22/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/02/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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