Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Ian Leyton is a registered representative with Raymond James & Associates, Inc. in New York. Mark has been in the industry since April 1992 and has held previous roles at Deutsche Bank Securities Inc., Barclays Capital Inc., Jefferies & Company, Inc., and Citigroup Global Markets Inc. Mark holds a variety of licenses and registrations, including Series 3, 7, and 66. Mark is a active trustee for Kaplin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
09/12/2016 - Present
Raymond James & Associates, Inc. (New York NY)
NY
10/01/2015 - 09/06/2016
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
04/26/2012 - 10/14/2015
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
09/17/2004 - 05/04/2012
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
01/12/2004 - 09/17/2004
JEFFERIES & COMPANY, INC. (NEW YORK NY)
NY
08/15/1995 - 01/16/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
04/09/1992 - 09/07/1995
LEHMAN BROTHERS INC. (NEW YORK NY)
BOTH
Issued 12/10/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/29/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/2014
Series 3 - National Commodity Futures Examination
BC
Issued 04/07/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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