Unclaimed
Mark Huy Nguyen is a registered representative with J.P. Morgan Securities LLC. Mark Nguyen has been in the financial services industry since July 2020 and has a Series 63, SIE, and Series 6TO licenses. Mark Nguyen is currently registered with the states of California and Kentucky.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
07/10/2020 - Present
J.p. Morgan Securities LLC (LONG BEACH CA)
BC
Issued 07/22/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/10/2020
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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