Unclaimed
Mark Hutchins Egener has been in the financial industry since 1984. Mark is currently registered with Aegis Capital Corp. in Melville, NY, as a registered representative and investment advisor representative. Mark is also a registered investment advisor representative in Texas. Mark has previously been registered with Securities America, Inc., Investacorp, Inc., LPL Financial LLC, Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Lehman Brothers Inc., and E. F. Hutton & Company Inc. Mark is a Series 7, Series 3, Series 63, and Series 65 licensed professional. Mark provides portfolio management for individuals, businesses, and pooled investment vehicles. Mark also offers financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
07/14/2023 - Present
Aegis Capital Corp. (MELVILLE NY)
NY
07/17/2020 - 06/29/2023
SECURITIES AMERICA, INC. (Bedford Hills NY)
NY
05/18/2018 - 07/17/2020
INVESTACORP, INC. (Bedford Hills NY)
NY
12/02/2010 - 05/25/2018
LPL FINANCIAL LLC (BEDFORD HILLS NY)
NY
06/01/2009 - 11/15/2010
MORGAN STANLEY SMITH BARNEY (BEDFORD HILLS NY)
NY
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
04/11/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
12/10/1984 - 04/11/1988
E. F. HUTTON & COMPANY INC
NA
12/10/1984 - 01/02/1985
E. F. HUTTON & COMPANY INC
NA
12/21/1983 - 12/18/1984
GRUNTAL & CO. INCORPORATED
IA
Issued 05/14/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/01/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/04/1985
Series 3 - National Commodity Futures Examination
BC
Issued 12/17/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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