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Mark Hutchins Egener

Aegis Capital Corp.

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About Mark Hutchins Egener

Mark Hutchins Egener has been in the financial industry since 1984. Mark is currently registered with Aegis Capital Corp. in Melville, NY, as a registered representative and investment advisor representative. Mark is also a registered investment advisor representative in Texas. Mark has previously been registered with Securities America, Inc., Investacorp, Inc., LPL Financial LLC, Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Lehman Brothers Inc., and E. F. Hutton & Company Inc. Mark is a Series 7, Series 3, Series 63, and Series 65 licensed professional. Mark provides portfolio management for individuals, businesses, and pooled investment vehicles. Mark also offers financial planning services.

Firm Information

Mark Egener is currently registered with Aegis Capital Corp.. Aegis Capital Corp. is a corporation formed in 1984 and headquartered in New York, NY. The firm provides financial planning, portfolio management for individuals, businesses, and pooled investment vehicles. Aegis Capital Corp. is registered with the SEC and in 53 states. The firm has over 257 registered representatives and manages approximately $1.28 billion in assets.
Aegis Capital Corp.

1345 AVENUE OF THE AMERICAS

NEW YORK, NY 10105

$1.28B

Assets Under Management

Not reported

Total Clients

156

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Mark Egener’s Registration & Firm History

NY

07/14/2023 - Present

Aegis Capital Corp. (MELVILLE NY)

NY

07/17/2020 - 06/29/2023

SECURITIES AMERICA, INC. (Bedford Hills NY)

NY

05/18/2018 - 07/17/2020

INVESTACORP, INC. (Bedford Hills NY)

NY

12/02/2010 - 05/25/2018

LPL FINANCIAL LLC (BEDFORD HILLS NY)

NY

06/01/2009 - 11/15/2010

MORGAN STANLEY SMITH BARNEY (BEDFORD HILLS NY)

NY

07/31/1993 - 06/01/2009

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

04/11/1988 - 07/31/1993

LEHMAN BROTHERS INC. (NEW YORK NY)

NA

12/10/1984 - 04/11/1988

E. F. HUTTON & COMPANY INC

NA

12/10/1984 - 01/02/1985

E. F. HUTTON & COMPANY INC

NA

12/21/1983 - 12/18/1984

GRUNTAL & CO. INCORPORATED

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Licenses & Designations

IA

Issued 05/14/1992

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/01/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/04/1985

Series 3 - National Commodity Futures Examination

BC

Issued 12/17/1983

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Mark Hutchins Egener. Review regulatory record here.
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