Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Hugo is a financial professional with over 30 years of experience in the industry. Mark currently works for Stonex Advisors Inc. and has been a registered representative since June 2004. Mark has been registered in 52 states as a broker-dealer and is also registered as an investment advisor in Connecticut. Mark holds a wide range of licenses including Series 7, 24, 27, 52TO, 53, 63, 65, and 99TO, as well as the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Financial consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AL
01/30/2015 - Present
Stonex Advisors Inc. (BIRMINGHAM AL)
CT
06/03/2004 - 09/12/2014
WRP INVESTMENTS, INC. (WINDSOR LOCKS CT)
MA
11/16/1992 - 05/28/2004
MAIN STREET MANAGEMENT COMPANY (BOSTON MA)
BC
Issued 06/03/2002
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/07/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/25/2002
Series 27 - Financial and Operations Principal Examination
BC
Issued 12/08/1997
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/18/1993
Series 24 - General Securities Principal Examination
BC
Issued 05/03/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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