Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Whaley is a financial advisor registered with GWN Securities Inc. Mark has been in the financial services industry since 2023. Mark is licensed to provide financial advice in Colorado. Mark holds licenses for Series 63, Series 65, Series 6TO, and SIE examinations. Mark is also a co-founder and managing director of Everest Microbial Defense, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
In lieu of hourly fee, ia can charge a flat fee
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2
FL
03/11/2024 - Present
GWN Securities Inc. (PALM BEACH GARDENS FL)
BC
Issued 03/23/2024
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/09/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/20/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/27/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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