Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Howard Peikin is an investment banking professional with over 2 years of experience in the financial services industry. Mark is currently registered with Thinkequity LLC as a Series 7, Series 63, and Series 79TO registered representative. Prior to joining Thinkequity LLC, Mark worked at JOSEPH GUNNAR & CO. LLC. Mark is licensed to sell securities in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/22/2024 - Present
Thinkequity LLC (NEW YORK NY)
NY
03/27/2023 - 07/25/2024
JOSEPH GUNNAR & CO. LLC (UNIONDALE NY)
BC
Issued 06/07/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/29/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 03/26/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/30/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Mark Peikin is the right advisor for you? Invested Better is here to help.
