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Mark Howard Gorton

Tower Principal Markets LLC

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About Mark Howard Gorton

Mark Gorton is a financial professional with over 30 years of experience in the industry. Mark is currently registered with Tower Principal Markets LLC and TRC Markets LLC. Mark has held prior positions at LIME BROKERAGE LLC and CREDIT SUISSE FIRST BOSTON CORPORATION. Mark holds the Series 3, Series 7, and Series 63 securities licenses. Mark has a history of working with clients in the Mount Pleasant, South Carolina area.

Firm Information

Mark Gorton is currently registered with Tower Principal Markets LLC. Tower Principal Markets LLC is a Limited Liability Company formed in South Carolina on February 24, 2022. The firm is registered with the Securities and Exchange Commission and the state of South Carolina.

Not reported

Assets Under Management

Not reported

Total Clients

23

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Gorton’s Registration & Firm History

SC

08/29/2023 - Present

Tower Principal Markets LLC (MOUNT PLEASANT SC)

NJ

03/08/2006 - 06/13/2011

LIME BROKERAGE LLC (MORRISTOWN NJ)

NY

11/02/1993 - 03/05/1998

CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/12/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/09/1993

Series 3 - National Commodity Futures Examination

BC

Issued 11/01/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

N

NYSE American LLC

N

NYSE Arca, Inc.

N

New York Stock Exchange

Disclosures

There are no public disclosures for Mark Howard Gorton.
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