Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Goldman is a financial advisor with over 35 years of experience in the industry. Mark is currently registered with Raymond James Financial Services Advisors, Inc., and has been working with them since August 2022. Prior to that, Mark worked with B. RILEY WEALTH MANAGEMENT. Mark specializes in providing full service financial advice and services to individual and corporate clients. Mark is a Certified Financial Planner and holds the Series 3, 7, 24, 63 and 66 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NY
08/31/2022 - Present
Raymond James Financial Services Advisors, Inc. (Glen Head NY)
NY
03/01/2007 - 09/07/2022
B. RILEY WEALTH MANAGEMENT (Port Washington NY)
NY
09/08/2004 - 03/01/2007
CAPITAL SECURITIES OF AMERICA, INC. (GLEN COVE NY)
CA
08/12/1997 - 09/14/2004
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
NY
07/31/1993 - 08/15/1997
SMITH BARNEY INC. (NEW YORK NY)
NY
10/19/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
MO
06/25/1990 - 10/20/1992
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
05/22/1989 - 06/29/1990
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NA
05/12/1988 - 05/22/1989
DREXEL BURNHAM LAMBERT INCORPORATED
NA
03/24/1987 - 05/20/1988
INVESTORS CENTER INC.
BOTH
Issued 12/13/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/07/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/08/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/1988
Series 3 - National Commodity Futures Examination
BC
Issued 03/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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