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Mark Hosek

Ladenburg Thalmann & Co. Inc.

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About Mark Hosek

Mark Hosek is a financial professional with over 17 years of experience in the industry. Mark is currently registered with Ladenburg Thalmann & Co. Inc. and Osaic Wealth, Inc. Mark has held previous positions at several firms including TRIAD ADVISORS LLC, SECURITIES AMERICA, INC., WOODBURY FINANCIAL SERVICES, INC., FSC SECURITIES CORPORATION, SAGEPOINT FINANCIAL, INC., TD AMERITRADE CLEARING, INC., TD AMERITRADE, INC. and AMERITRADE, INC.. Mark holds licenses in several states and has passed numerous industry exams including the Series 66, Series 27, Series 24, Series 99TO, SIE and Series 7.

Firm Information

Mark Hosek is currently registered with Ladenburg Thalmann & Co. Inc.. Ladenburg Thalmann & Co. Inc. is a Corporation formed on December 3, 1971. The firm is approved and registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 36 regulatory events and 14 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

27

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Hosek’s Registration & Firm History

NY

12/06/2022 - Present

Ladenburg Thalmann & Co. Inc. (NEW YORK NY)

GA

09/02/2021 - 08/23/2024

TRIAD ADVISORS LLC (ATLANTA GA)

NE

09/02/2021 - 06/14/2024

SECURITIES AMERICA, INC. (LAVISTA NE)

MN

09/02/2021 - 01/19/2024

WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)

GA

09/02/2021 - 11/03/2023

FSC SECURITIES CORPORATION (ATLANTA GA)

AZ

09/02/2021 - 09/01/2023

SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)

NE

08/02/2018 - 08/19/2021

TD AMERITRADE CLEARING, INC. (OMAHA NE)

NE

04/22/2006 - 08/19/2021

TD AMERITRADE, INC. (BELLEVUE NE)

NE

03/08/2006 - 04/22/2006

AMERITRADE, INC. (BELLEVUE NE)

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Licenses & Designations

BOTH

Issued 03/21/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/02/2008

Series 27 - Financial and Operations Principal Examination

BC

Issued 06/20/2006

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/07/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Mark Hosek.
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