Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Hirshler Heller is a financial advisor with UBS Financial Services Inc., with over 35 years of experience in the financial industry. Mark has been registered with UBS since 2008, prior to which they worked for Capital One Investments, LLC and InterSecurities, Inc. Mark has held various licenses and registrations, including Series 7, 24, 63, and 66 exams. Mark has also held various leadership positions in organizations like the Jewish Federation of Greater New Orleans and the New Orleans Planned Giving Council. Mark specializes in various aspects of financial services, including investment advisory services, financial planning, and pension consulting. Mark has a strong reputation in the financial industry and is committed to providing high-quality services to their clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
LA
07/14/2008 - Present
UBS Financial Services Inc. (NEW ORLEANS LA)
LA
06/09/2005 - 04/14/2008
CAPITAL ONE INVESTMENTS, LLC (NEW ORLEANS LA)
FL
12/07/1999 - 06/08/2005
INTERSECURITIES, INC. (ST. PETERSBURG FL)
CT
02/26/1987 - 12/07/1999
W. S. GRIFFITH & CO., INC. (HARTFORD CT)
BOTH
Issued 02/02/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/11/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/31/1992
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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