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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Herbert Miller is an investment advisor representative with One Capital Management, LLC. Mark has been in the industry since January 2010 and has a Series 63, Series 65, and Series 7 license. Mark is registered with the state of California and Texas as an investment advisor. Mark also has experience at FIRST TRUST PORTFOLIOS L.P. and ADVANCED EQUITIES, INC. Mark's firm provides advisory consulting services, including sub-adviser services, and portfolio management services for individuals, businesses, investment companies and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisory consulting services, firm provides sub-adviser services to two canadian registered etf, and to a luxembourg sicav
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
01/03/2023 - Present
ONE Capital Management, LLC (WESTLAKE VILLAGE CA)
IL
01/22/2013 - 02/02/2022
FIRST TRUST PORTFOLIOS L.P. (WHEATON IL)
IL
01/13/2010 - 11/19/2012
ADVANCED EQUITIES, INC. (CHICAGO IL)
IA
Issued 10/22/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/22/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/25/2024
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/12/2010
Series 7 - General Securities Representative Examination
Active
Inactive
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