Unclaimed
Mark Henry Maurer is an investment advisor representative with Andrew Garrett Inc. in Anderson, SC. Mark has been active in the investment industry since October 1, 1986. Mark has a background in both brokerage and advisory services. Mark's primary registration is with Andrew Garrett Inc. but is also registered in 20 other states. Mark has passed the Series 65, Series 63, Series 4, Series 24, Series 99TO, Series 79TO, SIE and Series 7 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
SC
12/25/2021 - Present
Andrew Garrett Inc. (ANDERSON SC)
SC
01/01/1995 - 05/22/2002
SOUTHERN FINANCIAL GROUP, INC. (COLUMBIA SC)
SC
02/27/1996 - 04/19/1996
INVESTMENT OPPORTUNITY CORPORATION (GREENVILLE SC)
SC
05/23/1986 - 01/01/1995
BROKERS EXCHANGE, INC. (COLUMBIA SC)
IA
Issued 05/18/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/05/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/05/1996
Series 4 - Registered Options Principal Examination
BC
Issued 05/20/1988
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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