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Mark Henry Maurer

Andrew Garrett Inc.

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About Mark Henry Maurer

Mark Henry Maurer is an investment advisor representative with Andrew Garrett Inc. in Anderson, SC. Mark has been active in the investment industry since October 1, 1986. Mark has a background in both brokerage and advisory services. Mark's primary registration is with Andrew Garrett Inc. but is also registered in 20 other states. Mark has passed the Series 65, Series 63, Series 4, Series 24, Series 99TO, Series 79TO, SIE and Series 7 exams.

Firm Information

Mark Maurer is currently registered with Andrew Garrett Inc.. Andrew Garrett Inc. is a corporation registered with the SEC and in all 50 states, as well as Puerto Rico. Formed in 2006, the firm provides financial planning, selection of other advisors, and portfolio management for individuals. They have a wrap fee program and specialize in serving high-net-worth individuals and other individuals. The firm has over 470 million in regulatory assets under management and manages over 1,100 accounts.
Andrew Garrett Inc.

52 VANDERBILT AVE

NEW YORK, NY 10017

$470.14M

Assets Under Management

1,161

Total Clients

21

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Mark Maurer’s Registration & Firm History

SC

12/25/2021 - Present

Andrew Garrett Inc. (ANDERSON SC)

SC

01/01/1995 - 05/22/2002

SOUTHERN FINANCIAL GROUP, INC. (COLUMBIA SC)

SC

02/27/1996 - 04/19/1996

INVESTMENT OPPORTUNITY CORPORATION (GREENVILLE SC)

SC

05/23/1986 - 01/01/1995

BROKERS EXCHANGE, INC. (COLUMBIA SC)

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Licenses & Designations

IA

Issued 05/18/2007

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/05/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/05/1996

Series 4 - Registered Options Principal Examination

BC

Issued 05/20/1988

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/17/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Mark Henry Maurer. Review regulatory record here.
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