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Mark Henry Lund

Lazard Freres & Co. LLC

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About Mark Henry Lund

Mark Henry Lund is a financial professional with experience in the financial services industry. Mark Lund is currently registered with Lazard Freres & Co. LLC and has been since 9/20/2019. Mark Lund was previously registered with Citigroup Global Markets Inc. from 10/2/2012 to 6/20/2014. Mark Lund has passed the Uniform Securities Agent State Law Examination (Series 63), the Investment Banking Registered Representative Examination (Series 79TO), the Securities Industry Essentials Examination (SIE) and the Investment Banking Registered Representative Examination (Series 79).

Firm Information

Mark Lund is currently registered with Lazard Freres & Co. LLC. Lazard Freres & Co. LLC is a Limited Liability Company formed in May 1995. It is registered in all 50 states and the District of Columbia, as well as with the SEC. The firm has been involved in 14 regulatory events and 2 civil events.

Not reported

Assets Under Management

Not reported

Total Clients

256

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Lund’s Registration & Firm History

TX

09/20/2019 - Present

Lazard Freres & Co. LLC (HOUSTON TX)

TX

10/02/2012 - 06/20/2014

CITIGROUP GLOBAL MARKETS INC. (HOUSTON TX)

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Licenses & Designations

BC

Issued 09/21/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/20/2019

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 09/16/2019

SIE - Securities Industry Essentials Examination

BC

Issued 09/28/2012

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Henry Lund.
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