Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Kordes is a financial advisor with over 20 years of experience in the industry. Mark is currently registered with J.P. Morgan Securities LLC and J.P. Morgan Private Wealth Advisors LLC in Florida and Texas. Mark's previous roles include advisors at UBS Financial Services Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, 1st Global Capital Corp. and Summit Equities, Inc. Mark holds the Series 3, 5, 7, 15, 24, 63 and 65 licenses, and the SIE designation. Mark is also a Certified Financial Planner and a Chartered Financial Consultant. Mark specializes in providing financial advice to high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
05/30/2024 - Present
J.p. Morgan Securities LLC (New York NY)
NJ
04/19/2004 - 07/12/2010
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
07/27/2000 - 04/07/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
TX
08/19/1998 - 04/24/2000
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
AZ
05/16/1997 - 06/26/1998
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (SCOTTSDALE AZ)
NJ
03/24/1994 - 05/20/1997
SUMMIT EQUITIES, INC. (PARSIPPANY NJ)
NJ
03/12/1991 - 05/20/1992
GEORGE MCKELVEY CO., INC. (MANASQUAN NJ)
NY
06/25/1985 - 07/31/1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
03/19/1985 - 07/22/1985
SHEARSON LEHMAN BROTHERS INC.
BC
Issued 12/04/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/22/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/31/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/31/2024
Series 7TO - General Securities Representative Examination
BC
Issued 09/22/2020
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/1987
Series 3 - National Commodity Futures Examination
BC
Issued 01/30/1987
Series 15 - Foreign Currency Options Examination
BC
Issued 01/23/1987
Series 5 - Interest Rate Options Examination
BC
Issued 03/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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