Unclaimed
Mark Henry Fiskio is an Investment Advisor Representative associated with Empirical Asset Management, LLC. Mark has been in the industry for over 30 years. Mark holds the Series 3, 7, 8, 63, and 65 licenses. Mark has been employed by Empirical Asset Management, LLC since 2010. Mark has a strong background in providing portfolio management for individuals, businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Model services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
MA
05/28/2015 - Present
Empirical Asset Management, LLC (WELLESLEY MA)
MA
06/08/2016 - 07/06/2017
RACE ROCK CAPITAL LLC (BOSTON MA)
CT
10/04/2012 - 06/09/2014
HERBERT J. SIMS & CO. INC. (FAIRFIELD CT)
MA
03/08/2006 - 10/01/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEWTON MA)
CT
05/09/1994 - 03/08/2006
ADVEST, INC. (HARTFORD CT)
NJ
03/15/1990 - 05/04/1994
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NJ
03/09/1987 - 03/26/1990
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NA
10/20/1983 - 03/30/1987
SHEARSON LEHMAN BROTHERS INC.
IA
Issued 04/03/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/27/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/15/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 07/06/2017
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/1983
Series 3 - National Commodity Futures Examination
BC
Issued 10/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
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