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Mark Henry Fiskio

Empirical Asset Management, LLC

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About Mark Henry Fiskio

Mark Henry Fiskio is an Investment Advisor Representative associated with Empirical Asset Management, LLC. Mark has been in the industry for over 30 years. Mark holds the Series 3, 7, 8, 63, and 65 licenses. Mark has been employed by Empirical Asset Management, LLC since 2010. Mark has a strong background in providing portfolio management for individuals, businesses, and pooled investment vehicles.

Firm Information

Mark Fiskio is currently registered with Empirical Asset Management, LLC. Empirical Asset Management, LLC is an investment advisor headquartered in Wellesley, MA. They manage approximately $328,685,091 in assets for a variety of clients, including high-net-worth individuals, pension plans, charitable organizations, and pooled investment vehicles. The firm offers portfolio management services for individuals, businesses, and pooled investment vehicles, as well as pension consulting and selection of other advisors.
Empirical Asset Management, LLC

57 RIVER STREET

WELLESLEY, MA 02481

$328.69M

Assets Under Management

2

Total Clients

8

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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model services

Model services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Mark Fiskio’s Registration & Firm History

MA

05/28/2015 - Present

Empirical Asset Management, LLC (WELLESLEY MA)

MA

06/08/2016 - 07/06/2017

RACE ROCK CAPITAL LLC (BOSTON MA)

CT

10/04/2012 - 06/09/2014

HERBERT J. SIMS & CO. INC. (FAIRFIELD CT)

MA

03/08/2006 - 10/01/2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEWTON MA)

CT

05/09/1994 - 03/08/2006

ADVEST, INC. (HARTFORD CT)

NJ

03/15/1990 - 05/04/1994

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NJ

03/09/1987 - 03/26/1990

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

NA

10/20/1983 - 03/30/1987

SHEARSON LEHMAN BROTHERS INC.

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Licenses & Designations

IA

Issued 04/03/2007

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/27/1983

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/15/1996

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 07/06/2017

SIE - Securities Industry Essentials Examination

BC

Issued 11/23/1983

Series 3 - National Commodity Futures Examination

BC

Issued 10/15/1983

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are 2 public disclosures for Mark Henry Fiskio. Review regulatory record here.
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