Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Harvey Schlipman is an investment advisor representative with CWM, LLC, and has been in the industry since 1997. Mark's experience includes working with various firms, including LPL FINANCIAL LLC, METLIFE SECURITIES INC., and METROPOLITAN LIFE INSURANCE COMPANY. Mark offers advisory services, including financial planning, portfolio management for individuals and businesses, and selection of other advisers. Mark holds the Series 6, 7, 63, 65, and 26 licenses. Mark is registered to provide investment advisory services in Illinois, Kansas, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Sub-advisory services for other investment advisory firms
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees from other investment advisors
1
2
IL
01/03/2017 - Present
CWM, LLC (QUINCY IL)
IL
04/02/2004 - 01/19/2017
LPL FINANCIAL LLC (QUINCY IL)
MA
01/01/1998 - 04/05/2004
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
01/01/1998 - 04/05/2004
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 12/01/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/15/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/02/2004
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/27/2006
Series 7 - General Securities Representative Examination
BC
Issued 12/29/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Mark Schlipman is the right advisor for you? Invested Better is here to help.
