Unclaimed
Mark Harvey Kraus is a financial professional with over 25 years of experience in the industry. Mark Kraus is currently registered with Commonwealth Financial Network and has a series of licenses and registrations that enable them to provide a wide range of financial services to clients. They have held previous positions at MML Investors Services, LLC, MSI Financial Services, INC., and New England Securities. Mark Kraus is a Chartered Financial Consultant and offers a variety of financial planning, investment and insurance solutions to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
09/10/2018 - Present
Commonwealth Financial Network (Bloomington IN)
FL
03/25/2017 - 08/23/2018
MML INVESTORS SERVICES, LLC (PALM COAST FL)
IN
01/02/2015 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (BLOOMINGTON IN)
FL
11/05/1997 - 01/02/2015
NEW ENGLAND SECURITIES (JACKSONVILLE FL)
IA
Issued 11/10/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/26/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/2010
Series 7 - General Securities Representative Examination
BC
Issued 11/04/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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