Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Harry Goldwasser is a financial advisor with over 30 years of experience in the financial services industry. Mark is currently registered with Ceros Financial Services, Inc. and has held prior positions with AEGIS CAPITAL CORP., VFINANCE INVESTMENTS, INC, NATIONAL SECURITIES CORPORATION, ING BARINGS LLC, ING BARING (U.S.) SECURITIES, INC., SCHRODER WERTHEIM & CO. INCORPORATED, JEFFERIES & COMPANY, INC., LAZARD FRERES & CO., and BEAR, STEARNS & CO. INC. Mark holds Series 7, 8, 24, 63, 72, 79TO, 82TO, 99TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MD
07/02/2019 - Present
Ceros Financial Services, Inc. (ROCKVILLE MD)
NY
08/15/2017 - 01/24/2019
AEGIS CAPITAL CORP. (NEW YORK NY)
FL
10/12/2012 - 07/08/2016
VFINANCE INVESTMENTS, INC (BOCA RATON FL)
NY
07/12/2000 - 07/08/2016
NATIONAL SECURITIES CORPORATION (NEW YORK NY)
NY
07/01/1998 - 07/05/2000
ING BARINGS LLC (NEW YORK NY)
NY
03/31/1997 - 07/01/1998
ING BARING (U.S.) SECURITIES, INC. (NEW YORK NY)
NY
04/19/1996 - 03/25/1997
SCHRODER WERTHEIM & CO. INCORPORATED (NEW YORK NY)
NY
10/31/1995 - 04/17/1996
JEFFERIES & COMPANY, INC. (NEW YORK NY)
NY
02/15/1995 - 11/02/1995
SCHRODER WERTHEIM & CO. INCORPORATED (NEW YORK NY)
NY
03/27/1991 - 01/19/1995
LAZARD FRERES & CO. (NEW YORK NY)
NY
05/21/1985 - 03/18/1991
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 09/02/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/02/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 09/01/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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