Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Rubin is a financial professional with over 12 years of experience in the industry. Mark is currently registered with TP Icap Global Markets Americas LLC and holds Series 3, 7 and 63 licenses. Mark also holds the SIE license. Mark has previously worked at ICAP Securities USA LLC and Barclays Capital Inc. Mark's previous registrations include: Barclays Capital Inc, ICAP Securities USA LLC. Mark is currently registered in 12 states including California, Connecticut, Florida, Illinois, Michigan, Minnesota, New Jersey, New York, Pennsylvania, Texas, Vermont and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
06/22/2015 - Present
TP Icap Global Markets Americas LLC (NEW YORK NY)
NY
07/09/2015 - 06/30/2023
ICAP SECURITIES USA LLC (NEW YORK NY)
NY
08/18/2010 - 04/09/2015
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 08/20/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/2010
Series 3 - National Commodity Futures Examination
BC
Issued 08/17/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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