linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Mark Harriman Chafee

Brown, Lisle/cummings, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Mark? Claim Your Profile

About Mark Harriman Chafee

Mark Harriman Chafee is a registered investment advisor representative with Brown, Lisle/cummings, Inc. Mark has been in the industry since 2008 and specializes in providing financial planning, portfolio management for individuals and portfolio management for businesses. Mark has been registered with the state of Rhode Island since 2009 and is also registered in 13 other states.

Firm Information

Mark Chafee is currently registered with Brown, Lisle/cummings, Inc.. Brown, Lisle/cummings, Inc. is a Corporation that was formed in 1965. They are based in PROVIDENCE, RI and are registered with the SEC and 35 states. Their services include Financial Planning, Portfolio Management for Businesses, and Portfolio Management for Individuals. They serve individuals, corporations and other businesses, and high-net-worth individuals, managing over $342,774,504 in assets. They have a wrap fee program and have been the subject of 7 regulatory events.
Brown, Lisle/cummings, Inc.

ONE TURKS HEAD PLACE

PROVIDENCE, RI 02903

$342.77M

Assets Under Management

Not reported

Total Clients

12

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Mark Chafee’s Registration & Firm History

RI

09/15/2009 - Present

Brown, Lisle/cummings, Inc. (PROVIDENCE RI)

NA

04/16/1987 - 08/15/1988

CNB DISCOUNT BROKERAGE INCORPORATED

Not sure if Mark Harriman Chafee is right for you?

Licenses & Designations

IA

Issued 09/14/2009

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/04/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/07/2009

Series 7 - General Securities Representative Examination

BC

Issued 04/15/1987

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Harriman Chafee.
Not sure if Mark Harriman Chafee is right for you?